Search
Search our SQE1 and SQE2 topics, study materials, courses, guides and help articles. Every result is labelled free or with the plan it belongs to.
24 results for “Client money and client accounts” in high-yield notes.
High-yield notes(24)
Client money and client accounts
High-yield note · Solicitors Accounts · FLK2
What counts as client money, the duty to pay it promptly into client account, the limited exceptions, and the ban on using client account as a banking facility
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Interest on client money
High-yield note · Solicitors Accounts · FLK2
The duty to account for a fair sum of interest, how firms set policies
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Transfers between client and business accounts and between clients
High-yield note · Solicitors Accounts · FLK2
When money may move from client to business account, inter-client transfers, and correcting money paid into the wrong account
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Receipts and payments of client and business money
High-yield note · Solicitors Accounts · FLK2
How to deal with incoming money, the conditions for withdrawing client money, sufficient funds
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Client money and financial benefits in a conduct context
High-yield note · Ethics and Professional Conduct (FLK1) · FLK1
Code duties to account for financial benefits and safeguard client money, the ban on providing banking facilities, referral and fee-sharing arrangements, and the conduct consequences of Accounts Rules breaches
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Third-party managed accounts and joint accounts
High-yield note · Solicitors Accounts · FLK2
Alternatives to holding client money in client account: third-party managed accounts, joint accounts, office-holder accounts and clients' own accounts
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.SRA Accounts Rules: purpose, scope and key definitions
High-yield note · Solicitors Accounts · FLK2
focused approach of the 2019 Rules, and the core definitions of client money, business money and client account
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Client money and financial benefits in a conduct context
High-yield note · Ethics and Professional Conduct (FLK2) · FLK2
The conduct duties around client money and assets, accounting for financial benefits and commissions, referral arrangements, and fee-sharing
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Mixed receipts and paid and unpaid disbursements
High-yield note · Solicitors Accounts · FLK2
How to handle a single payment containing both client and business money, and how
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Breaches, reconciliations and accountants' reports
High-yield note · Solicitors Accounts · FLK2
The duty to correct breaches promptly, five-weekly reconciliations, record keeping, accountants' reports and
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Double-entry bookkeeping and ledgers
High-yield note · Solicitors Accounts · FLK2
The dual-ledger system used by law firms: client ledgers with business and client
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Client care, retainers, costs information and complaints
High-yield note · Legal Services · FLK1
Establishing the retainer, client information and costs duties, the Transparency Rules, consumer protection rules
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Anti-money laundering: POCA offences, the Money Laundering Regulations 2017 and reporting
High-yield note · Legal Services · FLK1
The principal money laundering offences and defences, failure to disclose and tipping off, privilege
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.SRA Principles and Codes of Conduct: overview
High-yield note · Legal Services · FLK1
The seven SRA Principles, resolving conflicts between them, the structure and key standards of
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Reporting, supervision and SRA enforcement
High-yield note · Ethics and Professional Conduct (FLK1) · FLK1
The duty to report serious breaches and to cooperate with regulators, prohibitions on preventing
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Bills, costs and VAT on bills
High-yield note · Solicitors Accounts · FLK2
Delivering a bill, VAT on profit costs, the agency and principal methods for disbursements
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Reporting, supervision and SRA enforcement
High-yield note · Ethics and Professional Conduct (FLK2) · FLK2
Duties to report serious breaches and cooperate with the SRA, supervision and competence obligations
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Financial services regulation (FSMA 2000) and solicitors
High-yield note · Legal Services · FLK1
The general prohibition, regulated activities and specified investments, exclusions, the Part XX exemption for
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.The contract for sale, conditions of sale and exchange
High-yield note · Property Practice · FLK2
Formal validity of land contracts, the key standard conditions, deposits, and the mechanics and
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.Costs, Part 36 offers and funding
High-yield note · Dispute Resolution · FLK1
The general rule on costs, standard and indemnity bases, assessment, QOCS, Part 36 requirements
Log in or choose a plan to read this.
Subscription: Included in paid subscription plans. Not included in course passes unless stated.